ALYST, Specialist, Wealth Management Operations, Consumer Banking Ops, Technology & Operations, COO

Job Description – Checker Role
1. The Key accountabilities cover for the checker role:
2. Perform investment product parameter setup , such as SN, UT ,Bond, EQ/ETF/ DCI/SIP…… )
3. Perform investment product NAV update , such as SN, UT ,Bond, EQ/ETF/ DCI/SIP…… )
4. Investment product Subscription/ redemption/ switch….
5. Perform Margin Account setup/ limit setup
6. Official Letter handling/ Account balance certificate
7. Collaborate with stakeholders for assigned projects, including the Product team, IT, and Branch.
8. Support to communicate with Test Leads and scrum master to run the project in an agile way
9. Support end to end UAT testing, data verification and result validation before project sign-off
10. Conduct the relevant training with staff for project delivery
11. Assist in UAT issue log, tracking, testing, re-testing and consolidation report.
12. Trouble shooting for customer complaints, resolving production incidents
13. Communicate with the Fund house/broker to handle exceptional cases in the trade settlement process.
14. Perform GLAO reconciliation & complete RSA, RCSA, CSSA, PDPA on time
15. Support Team lead for team management

Criteria/Skill(ex. Excel)
1. 1. Bachelor’s degree / University degree.
2. 2. Familiar with Microsoft word and Microsoft excel.
3. 3. Basic knowledge of banking and investment product such Equity and SN/Bond will be better
4. 信託證照 & 內稽內控證照 is must, 結構型商品證照is plus
5. 初級或高級證券商營業員證照 is plus
6. Patience and able to work under pressure and overtime
7. Working experience in corporation action handling will be plus

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