Assistant Operations Manager, Wealth Management, Operations

Key Areas of Responsibilities

  • Assist supervisor to monitor internal operations procedures in strict compliance with Company’s guidelines and policies

  • Supervise the team members on transaction processing and clearing activities including Stock, Bond and Structure Note, Fund, IPO, etc.

  • Resolve trade processing and settlements issues with external parties including counterparties and clients

  • Attend to client’s enquiry on settlement and account status matter

  • Manage operational activities in relevant internal and external back office systems are operating meticulously

  • Assist supervisor on new products / services to be offered to clients, including the UAT process

  • Develop and implement comprehensive operational procedures

Requirements

  • Degree holder in Finance or Business Administration or related discipline(s)

  • Minimum 5 years’ experience in the securities/futures industry

  • Robust computer literacy and high numeracy

  • Good inter-personal and communication skill

  • Good command of written and spoken English and Chinese (including Putonghua)

  • Less experience will be considered as Operations Officer

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