Compliance Officer
You provide pragmatic and strategic compliance advice to internal stakeholders and customers. You coordinate enhanced due diligence assessments, strengthen the compliance framework, deliver AML training, perform quality assurance testing, oversee investigations, develop monitoring solutions, and improve compliance procedures and programs.
Responsibilities
- Represent Compliance toward commercial and operational teams
- Facilitate communication with Compliance, Regulatory, Legal, and Risk functions
- Conduct compliance training
- Provide compliance advice to internal stakeholders and customers
- Perform and coordinate enhanced due diligence risk assessments
- Strengthen and scale the compliance framework
- Identify opportunities to leverage data and technology in compliance processes
- Deliver AML training to commercial teams
- Execute second-line quality assurance testing
- Oversee and evaluate investigations and thematic reviews
- Create data-driven monitoring approaches
- Contribute to the compliance program
- Plan and execute the annual compliance monitoring program
- Develop monitoring methodology for first-line business processes
- Advise the business on compliance procedure enhancements
Requirements
- 4+ years of experience in a second-line compliance function at a payment service provider, fintech, or financial institution
- Knowledge of regulatory and licensing regimes for payment and e-money institutions
- Understanding of AML/CFT risks
- Ability to deconstruct complex compliance challenges
- Attention to detail
- Ability to draft and monitor business processes, procedures, and policies
- Risk identification and remediation planning
- Written and verbal communication skills
- Project management skills
- Ability to manage multiple complex initiatives
- Native Mandarin speaker
- Business-fluent English