Manager, Dealing,

Primary Responsibilities:

Execute trades (equities, fixed income, FX, ETFs) accurately based on PM instructions and within approved limits.
Manage ETF execution, including secondary market trading and supporting primary market creation/redemption processes.
Monitor market prices, liquidity, and order flow to support best execution and minimize market impact.
Coordinate with regional offices, PMs, brokers, custodians, and operations to ensure seamless trade lifecycle and allocation.
Ensure compliance with fund mandates, FSC regulations, and internal pre/post-trade controls.
Maintain accurate trade booking, monitor positions/cash, and support settlement via TDCC/CMU including issue resolution.

Qualifications:

Bachelor’s degree in Finance, Economics, Business Administration, or a related discipline.
3 years of experience in asset management, dealing room, trading support, or fund operations.
Must hold at least one valid Taiwan certification: 投信投顧業務員(Securities Investment Trust and Consulting Professional), 證券商高級業務員(Senior Securities Specialist), or 證券投資分析師(Securities Investment Analyst).
Basic understanding of buy-side investment processes, including fund structures, portfolio management workflows, and Taiwan market practices (TWSE/TPEx).
Exposure to ETFs, index funds, or passive investment strategies is preferred.
Familiarity with fund compliance requirements, investment restrictions, and regulatory expectations under FSC supervision.
Knowledge of best execution, trade allocation, and conflict-of-interest principles in a buy-side environment.
Strong analytical skills, attention to detail, and ability to work accurately under pressure in a fast-paced dealing room.
Good communication and coordination skills to work effectively with regional offices, PMs, brokers, custodians, and operations teams.
Proficiency in Bloomberg or similar market data systems, and Microsoft Excel/reporting tools.
Experience in a Taiwan-regulated financial institution (Asset Management, bank, or securities firm) is preferred.
Willingness to work in a high-paced dealing room aligned with Taiwan market hours, with flexibility to support global markets when needed.

See also