Senior Compliance Analyst
The Senior Compliance Analyst supports the VP, Compliance Officer and performs various tasks and monitoring to ensure adherence with the Bank’s Compliance Management System. The Senior Compliance Analyst duties include, but are not limited to, serving as a subject-matter expert for the Bank with an emphasis on deposit-related regulations, training employees on industry standards, assisting in developing policies, evaluating regulatory compliance laws and regulations, and communicating effectively new compliance policy and procedures as needed.
- Maintains current knowledge of all compliance regulations, with a particular emphasis on deposit-related regulations, as well as Bank policies and procedures.
- Serves as a subject matter expert on deposit-related regulations for the Bank’s business lines.
- Conducts internal Monitoring Reviews, Bank-wide, to evaluate internal operational and procedural compliance. Reports results to the Enterprise Risk Committee.
- Periodically reviews deposit and loan disclosures for regulatory compliance.
- Reviews and approves Bank marketing/advertising in accordance with the Bank’s Marketing Initiative Lifecycle approval process.
- Assists with internal compliance audits and exams (document preparation, information gathering, etc.)
- Oversight of the Complaint Management System.
- Keeps abreast of compliance requirements as well as changes/amendments to regulations. Effectively communicates changes across the Bank’s business lines as needed.
- Assists the VP, Compliance Officer in compiling the quarterly Enterprise Risk Management Committee package.