Senior Manager FinCrimes AML KYC

You will own the KYC program end to end, designing and maintaining CIP, CDD, and EDD processes while managing KYC analysts. You will establish risk-rating and quality controls, embed KYC requirements into onboarding, report program metrics, support regulators, and manage compliance technology vendors.

Responsibilities

  • Own and maintain the KYC program and its CIP, CDD, and EDD documentation
  • Design and refine the customer risk-rating methodology
  • Review and adjudicate escalated EDD cases
  • Establish quality assurance and quality control processes
  • Manage, hire, train, coach, and evaluate KYC analysts
  • Partner with Product and Operations to embed KYC and CIP requirements into onboarding workflows
  • Track KYC program metrics and trends
  • Present findings to senior leadership and the Risk Committee
  • Represent the AML and sanctions function with regulators, clients, and partners
  • Manage third-party compliance vendors and technology providers

Requirements

  • 10 or more years of progressive BSA/AML experience
  • Direct ownership or leadership of a KYC program at a FinTech, derivatives firm, or broker-dealer
  • 5 or more years managing and developing AML and KYC analyst teams
  • Experience designing or rebuilding a CIP, CDD, and EDD framework
  • Strong knowledge of BSA requirements and CFTC/NFA regulatory expectations
  • Experience embedding KYC requirements into product onboarding workflows
  • Experience supporting regulatory exams, audits, or independent testing
  • Experience presenting program metrics and escalations to senior leadership or board-level stakeholders
  • CAMS or Chainalysis credentials are a plus
  • Experience evaluating AI or automation vendors is a plus
  • Familiarity with Looker, R, or Stata is a plus

Benefits

  • Equity
  • Unlimited PTO
  • Full health, vision, and dental coverage
  • 401k match
  • New MacBook Pro, large display, and accessories

See also

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